Key Result Areas
- Review and disposition of Sanctions screening alerts through effective investigation and adherence to policies, standards and procedures. Highlight concerns, trends and patterns to Compliance Manager.
- Coordinate with the business units in relation to resolution of alerts and client information.
- Handle Sanctions referrals as per the Banks policy, ensuring no breach of the applicable sanctions policies, standards and guidance.
- Provide effective support and maintain metrics as per internal procedures; prepare monthly and ad-hoc management reports.
- Identify and escalate areas requiring attention or strengthening and recommend changes and improvements in line with industry standards and applicable regulations.
- Sound Knowledge and understanding of Trade Products and cycle, and independent review and decision making related to such transactions.
- Deep Analysis and Review Expertise.
- Record keeping
- All records of the unit must be kept in a confidential and secure state
- Adhere to record retention policy and the SOP guidelines.
- Maintain effective working relationships with Business, Operations and other Compliance functions.
- Assist in Compliance projects as and when required including effective deployment of system and procedural changes as required.
Knowledge, Skills and Experience
- 3 + years banking experience including compliance experience.
- Compliance risk experience including relevant Sanctions experience or possess relevant banking experience.
- Knowledge of SWIFT message types and Trade transactions
- Knowledge of Sanctions regulations and guidance.
- Lateral thinker with an ability to interpret and solve complex issues.
- Excellent communicator with strong inter-personal and influencing skills.
- Ability to adapt to change and provide inputs where necessary.
- Effective team player with ability to work collaboratively.
- Professional qualification (like ACAMS, CGSS) is desirable.
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